FAQs - Frequently Asked Questions
FAQs
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Why choose Axis Capital for investment advisory services?Axis Capital Management is a SEC-registered investment adviser offering personalized financial guidance tailored to your goals. We combine industry expertise with compliance and a client-first approach to help you build and preserve wealth over time.
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How do I start working with an Axis Capital investment adviser?Simply contact us via the website or call our office to schedule a consultation. We will collect required documentation for regulatory compliance (KYC), understand your investment goals, and develop a personalized advisory plan.
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What types of investment advisory services do you offer?We offer comprehensive portfolio management, retirement planning, risk assessment, and financial goal setting services. Our team works with individuals, families, and institutions to design strategies tailored to diverse needs and risk tolerances.
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What is the minimum investment to engage your advisory services?The minimum account size varies depending on the advisory program chosen but typically starts at $25,000. Contact us for details on specific programs that fit your financial situation.
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How does your KYC and compliance process work?We require government-issued ID, proof of address, and financial information to comply with SEC and FINRA regulations. This ensures the suitability of investment advice and protects against fraud.
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What fees are associated with your investment advisory services?We charge a transparent advisory fee based on assets under management (AUM). There are no hidden commissions or trading fees. Detailed fee schedules are provided in our Form ADV Part 2 brochure.
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Can I withdraw or transfer my investments at any time?Yes, clients maintain full control of their accounts and can withdraw or transfer funds subject to the terms outlined in their advisory agreement.
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How do I communicate with my Axis Capital adviser?Clients receive dedicated relationship managers and can communicate via phone, email, or secure client portal. Regular portfolio reviews and updates ensure transparency and alignment with your goals.
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Is my personal and financial information secure?Absolutely. Axis Capital follows strict data protection policies and uses encrypted platforms to safeguard your personal and financial information in accordance with regulatory requirements.
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How do I request a callback or more information?Please fill out the callback form below or contact us directly via phone or email. Our team will respond promptly to discuss how we can assist with your investment goals.
